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Terry Ann Roth

Raymond James & Associates, Inc.

Bloomfield Hills, MI

Birmingham, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-04-19
  • MI RA
    APPROVED
    Since 2018-04-19

Branch Locations

39400 Woodward Ave Suite 150, Bloomfield Hills, MI 48304 • United States

Birmingham, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Birmingham MI 02/2014 11/2016
Wells Fargo Clearing Services, Llc Birmingham MI 11/2016 04/2018
Raymond James & Associates Bloomfield Hills MI 04/2018 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Birmingham, MI
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Birmingham, MI
  • 04/2018 → Present
    Raymond James & Associates
    Bloomfield Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
S63 Uniform Securities Agent State Law Examination 1984-09-28
  • S66 Uniform Combined State Law Examination
    2002-12-23
  • S63 Uniform Securities Agent State Law Examination
    1984-09-28
Other Names
  • Terry Ann Ruth
  • Terry Ann Lomasney
  • Terry Ann Paret

View on SEC IAPD

Other Firms

ENGLISH CAPITAL MANAGEMENT LLC
SCHWARTZ & CO.
LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
HIDDEN CAPITAL MANAGEMENT, LLC
PROSPERITY WEALTH STRATEGIES LLC
QUARTON CAPITAL PARTNERS
SPARTAN WEALTH MANAGEMENT

Other Investors

JANETTE LEIGH SCHAD
ROMAIN HUBERT DUCASSE
Jacob Cole Herman
Thomas Jack Schwartz
NICOLE LEE HOAG
GABRIEL STEPHEN BESHARA
Spencer Christian Eick
Gregory John Schwartz

Other Offices

ENGLISH CAPITAL MANAGEMENT LLC · BLOOMFIELD HILLS, MI
SCHWARTZ & CO. · BLOOMFIELD HILLS, MI
GREGORY J. SCHWARTZ & CO., INC. · BLOOMFIELD HILLS, MI
LPL FINANCIAL LLC · BIRMINGHAM, MI
J.P. MORGAN SECURITIES LLC · BLOOMFIELD HILLS, MI
HIDDEN CAPITAL MANAGEMENT, LLC · BLOOMFIELD HILLS, MI
PROSPERITY WEALTH STRATEGIES LLC · Bloomfield Hills, MI
QUARTON CAPITAL PARTNERS · BIRMINGHAM, MI

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