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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-24 |
| FL | RA | APPROVED | 2019-06-14 |
| PA | RA | APPROVED | 2019-01-04 |
Branch Locations
5050 W Tilghman St Ste 130, Allentown, PA 18104 • United States
Pompano Beach, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Allentown | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 11/2016 | 01/2019 |
| Wells Fargo Advisors Financial Network, Llc | Allentown | PA | 01/2019 | Present |
MORRISON ASSET MANAGEMENT, INVT RELATED, ALLENTOWN, PA, 100% OWNERSHIP, START DATE 1/4/2019, O HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-16 |
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