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Erik Liodice

Wells Fargo Clearing Services, LLC

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-02
TX RA APPROVED 2024-10-02
  • CA RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED
    Since 2024-10-02

Branch Locations

4655 Executive Dr 10Th Fl [Vj-Rbo], San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Solana Beach CA 04/2013 10/2024
Wells Fargo Clearing Services, Llc San Diego CA 10/2024 Present
Previous Registrations
  • 2013-04-18 → 2024-10-03
    J.P. Morgan Securities Llc
    Solana Beach, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2007-07-10 → 2013-04-19
    Td Ameritrade, Inc.
    San Diego, CA
  • 2007-07-10 → 2013-04-19
    Td Ameritrade Investment Management, Llc
    San Diego, CA
    San Diego, CA
  • 2007-04-02 → 2007-06-22
    Morgan Stanley & Co. Llc
    La Jolla, CA
  • 2006-11-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lajolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-13
  • S66 Uniform Combined State Law Examination
    2006-10-13
Other Names
  • Erik Kenneth Liodice

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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