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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2020-08-21 |
| PA | RA | APPROVED | 2011-01-06 |
| CA | RA | APPROVED | 2003-05-16 |
Branch Locations
3902 State Street Suite #101, Santa Barbara, CA 93105 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tremblay Waibel Financial Services | Santa Barbara | CA | 06/1997 | Present |
| Centaurus Financial, Inc. | Orange | CA | 05/2003 | Present |
1. STEVENS & ASSOCIATES INSURANCE AGENCY, INC., NON-INVESTMENT RELATED, 5266 HOLLISTER AVE., SUITE B-214, SANTA BARBARA, CA 93111, PROVIDE REFERRALS TO LOCAL MEDICARE INSURANCE, SINCE 10/5/2015, DEVOTED TIME IS 1 HR. 2. TREMBLAY FINANCIAL SERVICES SINCE 1997, NON-INVESTMENT RELATED, 3902 STATE ST., #101, SANTA BARBARA, CA 93105, DBA FOR MARKETING PURPOSES ONLY, OWNER, SINCE 6/30/1997. AGENT, 3902 STATE STREET, SUITE #101, SANTA BARBARA, CA 93105, INVESTMENT RELATED SINCE 5/2010 AND I SPEND APPROX. 5 HOURS ON THIS ACTIVITY, SALE OF FIXED LIFE. 3. COLAB POSITION: Board Member NATURE: Participate in meetings with COLAB (The coalition of labor, agriculture & business). COLAB is the first and only Santa Barbara County coalition to bridge the gap between the Northern and Southern portions of our County, and successfully bring together organized labor, agriculture and business. COLAB's Board of Directors reflects its membership with representatives from organized labor, agriculture and from various sectors of the business community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: PO Box 7523, Santa Maria CA 93456, United States DESCRIPTION: COLAB Board of Directors position unpaid 4. SANTA BARBARA TAX ADVISORY CENTER POSITION: Chairman NATURE: Organization comprised of local business leaders that gather to discuss issues and potential solutions that affect our local economy in Santa Barbara. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2024 ADDRESS: 1012 Palmetto Way, Unit C, Carpinteria CA 93013, United States DESCRIPTION: Unpaid board member. Participate board meetings to discuss local issues that affect the local economy in Santa Barbara County.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1983-12-05 |
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