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Mitchell Jay Brown

Ubs Financial Services Inc.

Hunt Valley, MD

Reisterstown, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2022-12-22
TX RA APPROVED_RES 2022-02-08
MD RA APPROVED 2017-08-10
  • DE RA
    APPROVED
    Since 2022-12-22
  • TX RA
    APPROVED_RES
    Since 2022-02-08
  • MD RA
    APPROVED
    Since 2017-08-10

Branch Locations

307 International Circle Suite 440, Hunt Valley, MD 21030 • United States

Reisterstown, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Reisterstown MD 09/2003 06/2017
Ubs Financial Services Inc Hunt Valley MD 06/2017 Present
Previous Registrations
  • 2005-08-17 → 2006-11-09
    Chevy Chase Asset Management Llc
    Bethesda, MD
  • 2002-12-19 → 2003-10-10
    Citigroup Global Markets Inc.
    Lutherville, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-10
S65 Uniform Investment Adviser Law Examination 2002-12-18
S63 Uniform Securities Agent State Law Examination 1983-12-28
  • S66 Uniform Combined State Law Examination
    2017-08-10
  • S65 Uniform Investment Adviser Law Examination
    2002-12-18
  • S63 Uniform Securities Agent State Law Examination
    1983-12-28

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

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