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Robert Doran Shepard

Capital Management Associates Inc

Minneapolis, MN

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Current Employers
Capital Management Associates Inc

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-13
  • MN RA
    APPROVED
    Since 2014-01-13

Branch Locations

7900 Xerxes Ave. S, Ste 500, Minneapolis, MN 55431-1120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Management Securities, Inc. Minneapolis MN 06/1990 Present
Capital Management Associates, Inc. Minneapolis MN 05/1999 Present
Other Businesses

INSURANCE AGENT - INVESTMENT RELATED, 0 - 1 HOUR PER WEEK. RESEARCHING/IMPLEMENTING INSURANCE COVERAGE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-08
S63 Uniform Securities Agent State Law Examination 1983-10-26
  • S65 Uniform Investment Adviser Law Examination
    1999-12-08
  • S63 Uniform Securities Agent State Law Examination
    1983-10-26

View on SEC IAPD

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