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Gary Dean Mesward

LPl Financial LLC

Colorado Springs, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-09-08
TX RA APPROVED_RES 2009-09-08
  • CO RA
    APPROVED
    Since 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2009-09-08

Branch Locations

5475 Tech Center Dr Ste 200, Colorado Springs, CO 80919-2337 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation Colorado Springs CO 09/2009 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    Colorado Springs, CO
Previous Registrations
  • 2008-01-10 → 2009-09-08
    Mutual Service Corporation
    Colorado Springs, CO
    Colorado Springs, CO
    West Palm Beach, FL
  • 2005-12-12 → 2007-12-31
    Walnut Street Securities, Inc.
    Colorado Springs, CO
  • 1999-01-01 → 2006-11-02
    Walnut Street Advisers Inc
    Colorado Springs, CO
Other Businesses

1. 07/05/2012: DBA ONLY / BARONS FINANCIAL GROUP 2. 08/15/2022- No Business Name- Not Investment Related - Home Based - Act in a Fiduciary Capacity- Start Date- 09/06/1989 - 40 Hours Per Month/ 0 Hours During Securities Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-06-15
  • S63 Uniform Securities Agent State Law Examination
    1992-06-15
Other Names
  • Gary Dean Nesward

View on SEC IAPD

Other Firms

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SEAMOUNT FINANCIAL GROUP INC
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.
NOVA FINANCIAL SERVICES

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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