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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2001-04-17 |
| TX | RA | APPROVED_RES | 1991-02-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 08/1983 | Present |
| Bank Of America,Na | Clayton | MO | 09/2009 | Present |
I*1047255 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Maryland Heights, Missouri, 63043 Nature of business: Position, title, association: Sole owner, Start date of relationship: 12/21/2022 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-24 |
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