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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2020-07-22 |
Branch Locations
800 Main Street Suite 400, Anderson, IN 46016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Anderson | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Anderson | IN | 11/2016 | 06/2020 |
| Stifel Nicolasu & Co Inc | Anderson | IN | 06/2020 | Present |
1. Bottomley CRP/ classified forest ground; 6733 W 210 N Anderson, IN 46011; CRP/ Classified forest Program; Owner of the ground; Nothing Classified forest program part of the USDA Let the trees grow; 04/15/2026; 0hrs/yr; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-17 |
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