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John Radford Compton

LPl Financial LLC

Anderson, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-07-19
  • IN RA
    APPROVED
    Since 2019-07-19

Branch Locations

12 West 13Th Street, Anderson, IN 46016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrity Brokerage Services, Inc. Oceanside CA 12/2015 08/2017
Rgis Inventory Specialists Indianapolis IN 05/2018 07/2019
Unemployed Carmel IN 09/2017 04/2018
Lpl Financial Anderson IN 07/2019 Present
  • 12/2015 → 08/2017
    Integrity Brokerage Services, Inc.
    Oceanside, CA
  • 05/2018 → 07/2019
    Rgis Inventory Specialists
    Indianapolis, IN
  • 09/2017 → 04/2018
    Unemployed
    Carmel, IN
  • 07/2019 → Present
    Lpl Financial
    Anderson, IN
Previous Registrations
  • 2016-02-27 → 2017-08-23
    Asset Management Strategies, Inc.
    Indianapolis, IN
  • 2014-10-01 → 2015-10-16
    F500 Advisory Services, Inc.
    Indianapolis, IN
    Newport Beach, CA
  • 2012-06-26 → 2013-07-02
    Creative Financial Designs, Inc.
    Kokomo, IN
    Kokomo, IN
  • 2003-10-17 → 2006-01-06
    Fiducial Investment Advisors, Inc.
    Indianapolis, IN
Other Businesses

1)07/2019 - DBA for LPL Business (entity for LPL business) - HARBER GROUP - 100% - INVESTMENT RELATED - ANDERSON, IN 46016

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-25
S63 Uniform Securities Agent State Law Examination 1988-09-06
  • S66 Uniform Combined State Law Examination
    2012-06-25
  • S63 Uniform Securities Agent State Law Examination
    1988-09-06

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
KEY INVESTMENT SERVICES LLC
PNC WEALTH MANAGEMENT LLC
RAYMOND JAMES & ASSOCIATES, INC.
FINANCIAL ENHANCEMENT GROUP

Other Investors

MICHAEL RAY GASKILL
BENJAMIN DAVID HARBER
Jessica Rhoades
Joe Michael Hilton Paulus
KIMBERLY ILENE MORSE
PAUL BRADLEY CHURCH
DANIEL JOSEPH BOTTOMLEY
STEVEN WAYNE WARNER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Anderson, IN
STIFEL, NICOLAUS & COMPANY, INCORPORATED · ANDERSON, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · Anderson, IN
LPL FINANCIAL LLC · ANDERSON, IN

More in Anderson, IN

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