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Benjamin David Harber

LPl Financial LLC

Anderson, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
MI RA APPROVED 2020-08-03
IN RA APPROVED 2020-06-02
  • TX RA
    APPROVED
    Since 2021-04-06
  • MI RA
    APPROVED
    Since 2020-08-03
  • IN RA
    APPROVED
    Since 2020-06-02

Branch Locations

12 West 13Th Street, Anderson, IN 46016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Artistic Enterprises Indianapolis IN 05/2004 Present
Lpl Financial Llc Anderson IN 12/2010 Present
  • 05/2004 → Present
    Artistic Enterprises
    Indianapolis, IN
  • 12/2010 → Present
    Anderson, IN
Other Businesses

1. 11/17/2010 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - 10% TIME SPENT - INVESTMENT IN REAL ESTATE, INCLUDING BUYING AND SELLING OF BUSINESS & RESIDENTIAL PROPERTIES. 2. 11/17/2010 - AIT/ARTISTIC ENTERPRISES CASTING - ACTOR - NOT INV REL - AT REPORTED BUSINESS LOCATION - 6% TIME SPENT - ACTOR/MODEL FOR HIRE. 3. 11/24/2010 - NO BUSINESS NAME - HARBER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - HARBER GROUP - INV REL - AT REPORTED BUSINESS LOCATION. 4. 08/22/2011 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELLING NON-VARIABLE INSURANCE OUTSIDE OF LPL - 3% TIME SPENT. 5. 08/11/2015 - ANDERSON UNIVERSITY - TEACHING - NOT INV REL - 1100 E. 5TH ST., ANDERSON, IN 46012 - SUBSTITUTE INSTRUCTOR - START 08/31/2015 - 24 HRS PER MONTH/12 HRS DURING TRADING - a. Substitute Instructor for local University for one course: "Personal Financial Planning" This is a basic "Life Lessons" in Managing Money, creating a budget, managing credit cards, etc. (Basically an entry-level course for understanding money).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-30
S63 Uniform Securities Agent State Law Examination 2002-08-14
  • S65 Uniform Investment Adviser Law Examination
    2020-05-30
  • S63 Uniform Securities Agent State Law Examination
    2002-08-14

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