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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-06 |
| MI | RA | APPROVED | 2020-08-03 |
| IN | RA | APPROVED | 2020-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Artistic Enterprises | Indianapolis | IN | 05/2004 | Present |
| Lpl Financial Llc | Anderson | IN | 12/2010 | Present |
1. 11/17/2010 - NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - AT REPORTED BUSINESS LOCATION - 10% TIME SPENT - INVESTMENT IN REAL ESTATE, INCLUDING BUYING AND SELLING OF BUSINESS & RESIDENTIAL PROPERTIES. 2. 11/17/2010 - AIT/ARTISTIC ENTERPRISES CASTING - ACTOR - NOT INV REL - AT REPORTED BUSINESS LOCATION - 6% TIME SPENT - ACTOR/MODEL FOR HIRE. 3. 11/24/2010 - NO BUSINESS NAME - HARBER GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - HARBER GROUP - INV REL - AT REPORTED BUSINESS LOCATION. 4. 08/22/2011 - NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELLING NON-VARIABLE INSURANCE OUTSIDE OF LPL - 3% TIME SPENT. 5. 08/11/2015 - ANDERSON UNIVERSITY - TEACHING - NOT INV REL - 1100 E. 5TH ST., ANDERSON, IN 46012 - SUBSTITUTE INSTRUCTOR - START 08/31/2015 - 24 HRS PER MONTH/12 HRS DURING TRADING - a. Substitute Instructor for local University for one course: "Personal Financial Planning" This is a basic "Life Lessons" in Managing Money, creating a budget, managing credit cards, etc. (Basically an entry-level course for understanding money).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-14 |
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