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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Muncie | IN | 06/2016 | 03/2020 |
| Jpmorgan Chase Bank, N.A. | Muncie | IN | 01/2013 | 03/2020 |
| Forever Living Products | Scottsdale | AZ | 04/2016 | 08/2019 |
| Jpmorgan Chase Bank, N.A. | Muncie | IN | 10/2020 | 06/2023 |
| J.P. Morgan Securities Llc | Muncie | IN | 10/2020 | 06/2023 |
| Iti Indiana Inc | Fort Wayne | IN | 03/2020 | 03/2020 |
| Unemployed | Muncie | IN | 04/2020 | 09/2020 |
| Pruco Securities, Llc | Indianapolis | IN | 06/2023 | 11/2023 |
| The Prudential Insurance Co. Of America | Indianapolis | IN | 06/2023 | 11/2023 |
| Lpl Financial Llc | Anderson | IN | 11/2023 | Present |
1) 11/22/2023 - Harber Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 11/22/2023 - Notary - Outside/W-2 Employment - IN 47304 - Investment related - 1 Hour per month - Start date: 05/14/2015.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-05 |
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