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Daniel Joseph Bottomley

Stifel, Nicolaus & Company, Incorporated

Anderson, IN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2020-06-22
TX RA APPROVED 2020-06-22
  • IN RA
    APPROVED
    Since 2020-06-22
  • TX RA
    APPROVED
    Since 2020-06-22

Branch Locations

800 Main Street Suite 400, Anderson, IN 46016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anderson IN 04/2017 06/2020
Verizon Tcc Noblesville IN 04/2016 11/2016
Unemployed Anderson IN 11/2016 04/2017
Stifel Nicolaus & Co Inc Anderson IN 06/2020 Present
  • 04/2017 → 06/2020
    Wells Fargo Clearing Services, Llc
    Anderson, IN
  • 04/2016 → 11/2016
    Verizon Tcc
    Noblesville, IN
  • 11/2016 → 04/2017
    Unemployed
    Anderson, IN
  • 06/2020 → Present
    Stifel Nicolaus & Co Inc
    Anderson, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-04
S63 Uniform Securities Agent State Law Examination 2019-04-19
  • S65 Uniform Investment Adviser Law Examination
    2019-05-04
  • S63 Uniform Securities Agent State Law Examination
    2019-04-19
Designations
Other Names
  • Daniel Bottomley

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Anderson, IN
LPL FINANCIAL LLC · ANDERSON, IN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · ANDERSON, IN
EDWARD JONES · Anderson, IN
LPL FINANCIAL LLC · ANDERSON, IN

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