Richard Edward Rutkowski

Current Employers

Employment History

• 08/2005 → 01/2024
  Woodbury Financial Services
  Greenwood Village, CO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Greenwood Village, CO

Previous Registrations

• 2006-05-31 → 2024-01-19
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

1. RUTKOWSKI AND ASSOCIATES POSITION: Sole Proprietor NATURE: Doing business as Rutkowski and Associates INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/03/2011 ADDRESS: 5600 S. Quebec St., #120D, Greenwood Village CO 80111, United States DESCRIPTION: Occasionally sell non-variable life insurance (term, universal life) and fixed annuities. Obtain illustrations and review products that apply to my clients situation. 2. RUTKOWSKI AND ASSOCIATES POSITION: Sole Proprieter NATURE: Doing business as Rutkowski and Associates INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 08/15/2005 ADDRESS: 5600 S. Quebec St. , #120D, Greenwood Village CO 80111, United States DESCRIPTION: Doing business as Rutkowski and Associates 3. RUTKOWSKI AND ASSOCIATES POSITION: Sole Proprietor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2002 ADDRESS: 5600 S. Quebec St. , #120D, Greenwood Village CO 80111, United States DESCRIPTION: Discuss the potential need for life insurance with clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-29
• S63 Uniform Securities Agent State Law Examination
  1994-09-23