Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-21
  • NJ RA
    APPROVED
    Since 2024-10-21

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Red Bank NJ 03/2011 02/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2023
Mml Investors Services Llc Iselin NJ 10/2024 Present
Mass Mutual Life Insurance Company Iselin NJ 10/2024 Present
Unemployed Aberdeen NJ 02/2023 09/2024
  • 03/2011 → 02/2023
    Morgan Stanley Smith Barney
    Red Bank, NJ
  • 01/2015 → 02/2023
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2024 → Present
    Iselin, NJ
  • 10/2024 → Present
    Mass Mutual Life Insurance Company
    Iselin, NJ
  • 02/2023 → 09/2024
    Unemployed
    Aberdeen, NJ
Previous Registrations
Other Businesses

(1) NAME: Scott Drayer INV REL: Y ADD: Residential NATURE: Real Estate License POSITION: Realtor START DATE: 04/2024 No. HR/MO: 1 No. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Passive Real Estate License - Referral Broker Only Affiliated with Christie's International Real Estate Group (2) NAME: Scott Drayer INV REL: Y ADD: 186 Wood Ave S, Suite #301, Iselin NJ 08830 NATURE: Outside Insurance Sales POSITION: Insurance Broker START DATE: 11/20/2024 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: Life, Disability, Long-term care, Fixed Annuities, Health.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-20
S63 Uniform Securities Agent State Law Examination 1992-04-01
  • S66 Uniform Combined State Law Examination
    2008-05-20
  • S63 Uniform Securities Agent State Law Examination
    1992-04-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Iselin, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor