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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-10-09 |
| NJ | RA | APPROVED | 2003-03-31 |
| TX | RA | APPROVED_RES | 1984-06-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Princeton | NJ | 06/1983 | Present |
| Bank Of America,Na | Princeton | NJ | 09/2009 | Present |
I*34386 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JUSTMULTIPLES.COM INVESTMENT RELATED: N ADDRESS OF BUSINESS: PENNINGTON, NEW JERSEY 8534 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, JUSTMULTIPLES.COM IS OWNED AND RUN BY BY WIFE. START DATE OF RELATIONSHIP: 12:00:00 AM NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
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