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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
14515 N. Outer 40 Road Ste 100, Chesterfield, MO 63017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gregory J. Waters | Chesterfield | MO | 02/1989 | Present |
| Waters Financial Group, Inc. | Chesterfield | MO | 02/1989 | Present |
| Invest Financial Corp | Tampa | FL | 11/2007 | 02/2018 |
| Lpl Financial Llc | Chesterfield | MO | 02/2018 | Present |
1. 02/14/2018 - Waters Financial Group, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 02/14/2018 - WATERS FINANCIAL GROUP INC - Investment Related - At Reported Business Location(s) - Insurance Agency - Start Date 2/01/1989 - 8 Hours Per Month/8 During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-10-21 |
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