Robert John Westbrook

Current Employers

Employment History

• 05/2014 → Present
  Cetera Wealth Services, Llc
  Scottsdale, AZ
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. OF OTHER BUSINESS: WESTBROOK FINANCIAL SERVICES INC. INVESTMENT RELATED: ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/1983 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 INDEPENDENT INSURANCE AGENT AND FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE START DATE: 04/1983 APX NUMBER OF HOURS PER WEEK: 16 APX NUMBER OF HOURS DURING TRADING HOURS: 16 POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY, GROUP ANNUITIES 3. NAME OF OTHER BUSINESS: PAPPAS KIDS SCHOOLHOUSE FOUNDATION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BOARD MEMBER, VOLUNTEER START DATE: 09/2013 APX NUMBER OF HOURS PER WEEK: <1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: < 1 HOUR BRIEF DESCRIPTION OF DUTIES:501C3 FOUNDATION TO AWARD SCHOLARSHIPS TO UNDER PRIVILEGED KIDS FOR PRIVATE HIGH SCHOOLS UNDER A TAX GRANT PROGRAM.. 4. NAME OF OTHER BUSINESS: STETSON DRIVE, LLC-COMMERCIAL BUILDING INVESTMENT RELATED: NO ADDRESS: SANE AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTY MANAGEMENT START DATE: 11/1998 APX NUMBER OF HOURS PER WEEK: 1 HOUR APX NUMBER OF HOURS DURING TRADING HOURS: 1 HOUR OWNER, PROPERTY MANAGEMENT 5. NAME OF OTHER BUSINESS: WESTBROOK HOLDINGS, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY START DATE: 9/2003 OWNER - HOLDING COMPANY FOR OFFICE BUILDING ON STETSON DR. APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES 6. WORLDPAY NOT INVESTMENT RELATED SAME AS REGISTERED ADDRESS MERCHANT CREDIT CARD PROCESSING SERVICES STARTED: 03/2015 APX .25 HOURS PER WEEK, NONE DURING TRADING HOURS. PROVIDE REFERRALS TO EMPLOYEES OF WORLDPAY. 7. NAME OF OTHER BUSINESS: DBA AFFILIATED WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: 137 WOODBURY ROAD, WOODBURY, NY 11797; NATURE OF BUSINESS: MARKETING; START DATE: 12/2016; POSITION/TITLE/RELATIONSHIP: PARTICIPANT MEMBER; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: N/A; BRIEF DESCRIPTION OF DUTIES: DBA FOR MARKETING; 8. NAME OF OTHER BUSINESS: HILTON CASITA HOMEOWNERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOA BOARD; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: VOTING ON ISSUES RELATED TO ARCHITECTURE CONTROL REQUESTS, BUDGETS, ASSESSMENTS, REPAIRS AND MORE EXPENDITURES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-23

Designations

Other Names

• Bob Westbrook