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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-03
  • FL RA
    APPROVED
    Since 2025-03-03

Branch Locations

7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States

11760 Us Hwy 1 Suite 507, Palm Beach Gardens, FL 33408 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc New York NY 07/2009 11/2016
Wells Fargo Clearing Services, Llc New York NY 11/2016 02/2025
&Partners Nashville TN 02/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1983-09-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1983-09-29
Other Names
  • Mark Gronner

View on SEC IAPD

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