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Rickey M Dean

Raymond James & Associates, Inc.

Oklahoma City, OK

Mabank, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-01-04
TX RA APPROVED 2023-01-04
  • OK RA
    APPROVED
    Since 2023-01-04
  • TX RA
    APPROVED
    Since 2023-01-04

Branch Locations

3121 Quail Springs Pkwy Ste 110, Oklahoma City, OK 73134 • United States

Mabank, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oklahoma City OK 06/2009 01/2023
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2023
Raymond James & Associates, Inc Oklahoma City OK 01/2023 Present
Previous Registrations
  • 2009-06-01 → 2023-01-06
    Morgan Stanley
    Oklahoma City, OK
    Edmond, OK
  • 2008-05-08 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oklahoma City, OK
  • 2008-01-01 → 2008-05-09
    Wells Fargo Clearing Services, Llc
    Oklahoma City, OK
  • 1992-01-31 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
    St. Louis, MO
Other Businesses

6 OIL/GAS PRODUCTION INCOME ROYALTIES; RECEIVE ROYALTY INCOME FROM OIL/GAS PRODUCTION; 0 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-18
S63 Uniform Securities Agent State Law Examination 1983-09-26
  • S65 Uniform Investment Adviser Law Examination
    1996-11-18
  • S63 Uniform Securities Agent State Law Examination
    1983-09-26
Other Names
  • Rickey M Dean
  • Rickey Melvin Dean

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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