Joseph Paul Zurfley

Current Employers

Employment History

• 07/2013 → 06/2017
  Charles Schwab & Co., Inc.
  Houston, TX
• 07/2013 → 06/2017
  Charles Schwab Bank
  Houston, TX
• 01/2016 → 06/2017
  Taso Houston Chapter
  Houston, TX
• 06/2017 → 12/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 08/2017 → 12/2020
  Bank Of America, N.A.
  Houston, TX
• 12/2020 → Present
  Ubs Financial Services Inc.
  The Woodlands, TX

Previous Registrations

• 2017-06-14 → 2020-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 2013-08-07 → 2017-06-20
  Charles Schwab & Co., Inc.
  Houston, TX
• 2011-06-28 → 2013-07-09
  Td Ameritrade, Inc.
  Columbus, OH
  Orange Village, OH
• 2011-06-28 → 2013-07-09
  Td Ameritrade Investment Management, Llc
  Columbus, OH
  Beachwood, OH
• 2009-05-08 → 2010-04-05
  Msi Financial Services, Inc.
  Dublin, OH

Other Businesses

I*106745 For profit or not for profit: For-Profit Organization Name of outside business organization: Self Investment related: N Address of business: Houston, Texas 77008 Nature of business: Sole Proprietorship, Position, title, association: Part-Time, Start date of relationship: 1/1/2011 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: High School Baseball and NCAA Baseball umpire I*131292 For profit or not for profit: For-Profit Organization Name of outside business organization: HTX Boat Charters LLC Investment related: N Address of business: 9222B W 20th St, Houston, Texas 77008 Nature of business: Boat rental and leasing Position, title, association: Executive director Duties: boating leasing and rental Start date of relationship: 5/20/2020 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 .

Exams

• S66 Uniform Combined State Law Examination
  2011-06-24
• S63 Uniform Securities Agent State Law Examination
  2008-05-01

Other Names

• Joseph Paul Zurfley
• Joseph Zurfley