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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2024-03-28 |
| CA | RA | APPROVED | 2012-11-09 |
| TX | RA | APPROVED | 2012-11-09 |
Branch Locations
655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States
Kalispell, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | La Jolla | CA | 11/2012 | Present |
| City National Bank | La Jolla | CA | 07/2016 | Present |
NAME OF BUSINESS: RISING GLEN L.P.; ADDRESS OF BUSINESS: 3444 CAMINO DEL RIO NORTH, #202, SAN DIEGO, CA 92108; NATURE OF BUSINESS: APARTMENT COMPLEX LIMITED PARTNERSHIP; START DATE: 09/01/83; END DATE: 12/31/33; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OWNER-PASSIVE; NUMBER OF HOURS PER MONTH: 0; HOURS PER MONTH DURING TRADING HOURS: 0; DUTIES: PASSIVE INVESTOR. NAME OF BUSINESS: SILVER OAK ASSOCIATES; ADDRESS OF BUSINESS: 3444 CAMINO DEL RIO NORTH, #202, SAN DIEGO, CA 92108; NATURE OF BUSINESS: APARTMENT COMPLEX LIMITED PARTNERSHIP; START DATE: 09/01/83; END DATE: 12/31/33; POSITION, TITLE OR RELATIONSHIP OF BUSINESS: OWNER-PASSIVE; NUMBER OF HOURS PER MONTH: 0; HOURS PER MONTH DURING TRADING HOURS: 0; DUTIES: NONE-PASSIVE INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-18 |
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