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Thomas Lee Sickler

Stifel, Nicolaus & Company, Incorporated

Denver, CO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-10
CO RA APPROVED 2001-03-02
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • CO RA
    APPROVED
    Since 2001-03-02

Branch Locations

44 Cook Street Suite 450, Denver, CO 80206 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co. Inc. Englewood CO 11/2000 Present
  • 11/2000 → Present
    Stifel, Nicolaus & Co. Inc.
    Englewood, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-03
S63 Uniform Securities Agent State Law Examination 1983-12-09
  • S65 Uniform Investment Adviser Law Examination
    1998-12-03
  • S63 Uniform Securities Agent State Law Examination
    1983-12-09

View on SEC IAPD

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