Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-10 |
| CA | RA | APPROVED | 2009-09-08 |
Branch Locations
400 N Mountain Ave Ste 214, Upland, CA 91786-5176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Upland | CA | 09/2009 | Present |
(1) 12/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/1/2000 - 2 Hours Per Month/0 Hours During Securities Trading - Sale of fixed insurance and LTC products. (2) 12/12/2024 - NY LIFE, ONE AMERICA - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/04/2024 - 1 hour per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-15 |
Reach out to this advisor