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June Elaine Redick

LPl Financial LLC

Upland, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-10
CA RA APPROVED 2009-09-08
  • TX RA
    APPROVED_RES
    Since 2024-09-10
  • CA RA
    APPROVED
    Since 2009-09-08

Branch Locations

400 N Mountain Ave Ste 214, Upland, CA 91786-5176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Upland CA 09/2009 Present
Previous Registrations
  • 1997-07-08 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Upland, CA
  • 2003-04-29 → 2009-09-08
    Associated Securities Corp.
    Boston, MA
    Upland, CA
    Upland, CA
Other Businesses

(1) 12/15/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/1/2000 - 2 Hours Per Month/0 Hours During Securities Trading - Sale of fixed insurance and LTC products. (2) 12/12/2024 - NY LIFE, ONE AMERICA - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/04/2024 - 1 hour per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-04
S63 Uniform Securities Agent State Law Examination 1987-09-15
  • S65 Uniform Investment Adviser Law Examination
    1997-02-04
  • S63 Uniform Securities Agent State Law Examination
    1987-09-15
Other Names
  • June Elaine Burns
  • June Elaine Burns Redick

View on SEC IAPD

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