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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2022-07-29 |
Branch Locations
1125 East 16Th Street Suite 1, Upland, CA 91784 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Upland | CA | 07/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Upland | CA | 01/2009 | Present |
(1) Name of Business: Address: 1310 N 1st Ave , Upland, CA, 91786, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/31/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own my home and rent out an ADU and a bedroom (2) Name of Business: Begley Capital Management LLC Address: 1125 East 16th Street Suite 1, Upland, CA, 91784, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/31/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Manage Financial and insurance practice
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-09-09 |
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