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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-02 |
Branch Locations
1125 East 16Th Street Suite 1, Upland, CA 91784 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Upland | CA | 05/2008 | Present |
| Raymond James Financial Services Advisors, Inc | Upland | CA | 01/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-26 |
| S65 | Uniform Investment Adviser Law Examination | 1995-12-26 |
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