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Erika Sahagun-Garcia

Charles Schwab & Co., Inc.

Upland, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-19
  • CA RA
    APPROVED
    Since 2025-07-19

Branch Locations

1890 N. Campus Avenue, Upland, CA 91784-1650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Upland CA 07/2023 Present
California Bank & Trust Laguna Hills CA 04/2023 07/2023
First Republic Bank Newport Beach CA 10/2020 04/2023
Farmers And Merchants Bank Newport Beach CA 09/2018 10/2020
First Citizens Bank Mission Viejo CA 12/2017 08/2018
Chase Bank Mission Viejo CA 08/2015 12/2017
  • 07/2023 → Present
    Charles Schwab & Co., Inc.
    Upland, CA
  • 04/2023 → 07/2023
    California Bank & Trust
    Laguna Hills, CA
  • 10/2020 → 04/2023
    First Republic Bank
    Newport Beach, CA
  • 09/2018 → 10/2020
    Farmers And Merchants Bank
    Newport Beach, CA
  • 12/2017 → 08/2018
    First Citizens Bank
    Mission Viejo, CA
  • 08/2015 → 12/2017
    Chase Bank
    Mission Viejo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-19
  • S66 Uniform Combined State Law Examination
    2025-07-19
Other Names
  • Erika Sahagun

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA
EDWARD JONES · ALTA LOMA, CA

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