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Shao Ying Wang

Charles Schwab & Co., Inc.

Upland, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15

Branch Locations

1890 N. Campus Avenue, Upland, CA 91784-1650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Upland CA 06/2023 Present
Yulu Trading Inc Diamond Bar CA 08/2021 05/2023
Shing Tech Electronics Co. Ltd Taoyuan City 08/2020 05/2021
Seville Classics Inc Torrance CA 07/2019 06/2020
Loa Intl (Usa) Transport Co. Inc City Of Industry CA 01/2019 07/2019
University Of The West Rosemead CA 12/2016 01/2019
Unemployed Taipei 10/2015 11/2016
Charles Schwab Bank, Ssb Upland CA 06/2023 Present
  • 06/2023 → Present
    Charles Schwab & Co., Inc.
    Upland, CA
  • 08/2021 → 05/2023
    Yulu Trading Inc
    Diamond Bar, CA
  • 08/2020 → 05/2021
    Shing Tech Electronics Co. Ltd
    Taoyuan City
  • 07/2019 → 06/2020
    Seville Classics Inc
    Torrance, CA
  • 01/2019 → 07/2019
    Loa Intl (Usa) Transport Co. Inc
    City Of Industry, CA
  • 12/2016 → 01/2019
    University Of The West
    Rosemead, CA
  • 10/2015 → 11/2016
    Unemployed
    Taipei
  • 06/2023 → Present
    Charles Schwab Bank, Ssb
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-15
  • S66 Uniform Combined State Law Examination
    2025-09-15
Other Names
  • Shaoying Wang

View on SEC IAPD

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Other Offices

TRINITY FINANCIAL PARTNERS · UPLAND, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · UPLAND, CA
TRINITY CAPITAL MANAGEMENT, LLC · Upland, CA
J.P. MORGAN SECURITIES LLC · UPLAND, CA
WELLS FARGO CLEARING SERVICES, LLC · UPLAND, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ALTA LOMA, CA
J.P. MORGAN SECURITIES LLC · RANCHO CUCAMONGA, CA
EDWARD JONES · ALTA LOMA, CA

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