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Larry James Kimo Goeas

Raymond James & Associates, Inc.

Honolulu, HI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-29
HI RA APPROVED 2016-02-10
  • TX RA
    APPROVED_RES
    Since 2022-01-29
  • HI RA
    APPROVED
    Since 2016-02-10

Branch Locations

1003 Bishop Street Suite 1500, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Honolulu HI 02/2016 Present
  • 02/2016 → Present
    Raymond James & Associates
    Honolulu, HI
Previous Registrations
Other Businesses

1. NON FAMILY TRUST;NO COMPENSATION; 10 MINTUES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-27
S63 Uniform Securities Agent State Law Examination 1983-11-12
  • S65 Uniform Investment Adviser Law Examination
    2005-12-27
  • S63 Uniform Securities Agent State Law Examination
    1983-11-12

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
KINGSWOOD WEALTH ADVISORS, LLC

Other Investors

Kawika Shoji
GEORGE CHRISTIAN FLOAN HART
IAN YUEN YEE WONG
KELII JK KIAKONA
ERIC-ALLEN TSUTOMU CHING
JENNIFER LEE KUANONI
TYLER YOSHIO TAKAHATA
CHASE SANTOS

Other Offices

REGENCY CAPITAL MANAGEMENT INC. · HONOLULU, HI
WEALTH ALIGNMENT PARTNERS, LLC · HONOLULU, HI
WELLS FARGO CLEARING SERVICES, LLC · HONOLULU, HI
DIVERSIFY ADVISORY SERVICES, LLC · Honolulu, HI
DIVERSIFY ADVISORY SERVICES, LLC · HONOLULU, HI
CETERA INVESTMENT ADVISERS LLC · HONOLULU, HI
MML INVESTORS SERVICES, LLC · HONOLULU, HI
COMMONWEALTH FINANCIAL NETWORK · Honolulu, HI

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