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Theodora Rose Braver

Stifel, Nicolaus & Company, Incorporated

Hunt Valley, MD

Rehoboth Beach, DE

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APP_PEND_IARCE 2026-01-01
DE RA APPROVED 2025-01-07
  • MD RA
    APP_PEND_IARCE
    Since 2026-01-01
  • DE RA
    APPROVED
    Since 2025-01-07

Branch Locations

303 International Circle Suite 590, Hunt Valley, MD 21030 • United States

Rehoboth Beach, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Baltimore MD 03/2012 Present
  • 03/2012 → Present
    Stifel Nicolaus & Co Inc
    Baltimore, MD
Previous Registrations
  • 2009-08-20 → 2012-03-05
    Wells Fargo Clearing Services, Llc
    Columbia, MD
    Baltimore, MD
    Baltimore, MD
  • 1991-09-19 → 2004-04-02
    A. G. Edwards & Sons, Inc.
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-18
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S66 Uniform Combined State Law Examination
    2009-08-18
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30
Other Names
  • Theo Braver

View on SEC IAPD

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Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
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