James Allen Thompson

Current Employers

Employment History

• 01/2010 → 03/2017
  Metlife Securities Inc.
  Shelton, CT
• 03/2017 → 09/2020
  Mml Investors Services, Llc
  Elmsford, NY
• 07/2016 → 09/2020
  Massmutual Life Insurance Co
  Elmsford, NY
• 09/2020 → Present
  Lpl Financial, Llc
  Tarrytown, NY
• 12/2023 → Present
  Trivium Point Advisory, Llc
  White Plains, NY
• 10/2009 → 09/2020
  Barnum Financial Group
  White Plains, NY

Previous Registrations

• 2018-01-18 → 2020-10-01
  Mml Investors Services, Llc
  Elmsford, NY
• 2006-09-12 → 2010-01-25
  National Planning Corporation
  Tarrytown, NY
  Tarrytown, NY

Other Businesses

1) Mr. Thompson is dually registered with LPL Financial, LLC ("LPL Financial") and Trivium Point Advisory, LLC ("TPA"). Mr. Thompson has served as an investment advisor representative for TPA and as a registered representative for LPL Financial since October 2025. Business is conducted from 711 Westchester Ave., Suite 305, White Plains, NY, 10604. Approximately 10% of Mr. Thompson's time is for services as a registered representative and the balance as an investment advisor representative. 2) Licensed insurance agent; Not investment-related; 711 Westchester Ave., Suite 305, White Plains, NY, 10604; Insurance sales; Implementation of insurance recommendations; 10 hours per month, 0 during trading hours; Licensed insurance agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-09-14

Designations