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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-01
KY RA APPROVED 2019-01-18
  • TX RA
    APPROVED
    Since 2021-09-01
  • KY RA
    APPROVED
    Since 2019-01-18

Branch Locations

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

Crestwood, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 12/2008 Present
Ron C Asley - Independent Agent Crestwood KY 01/1982 Present
U S Soccer Federation Crestwood KY 02/2005 04/2022
Ashley & Associates, Inc. Crestwood KY 05/1994 Present
  • 12/2008 → Present
    United Planners' Financial Services
    Scottsdale, AZ
  • 01/1982 → Present
    Ron C Asley - Independent Agent
    Crestwood, KY
  • 02/2005 → 04/2022
    U S Soccer Federation
    Crestwood, KY
  • 05/1994 → Present
    Ashley & Associates, Inc.
    Crestwood, KY
Other Businesses

1.) RON C. ASLEY INDEPENDENT AGENT - AGENT/REP - VARIOUS INSURANCE COMPANIES - INSURANCE SALE - CRESTWOOD, KY - SINCE 01/1982 - INVESTMENT RELATED 2.) ASHLEY & ASSOCIATES, INC. - PRESIDENT - FINANCIAL SERVICES - CRESTWOOD, KY - SINCE 05/1994 - INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-26
  • S63 Uniform Securities Agent State Law Examination
    1983-08-26
Designations
Other Names
  • Rondel Cary Ashley

View on SEC IAPD

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