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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-07 |
| HI | RA | APPROVED | 2020-01-08 |
Branch Locations
1585 Kapiolani Blvd Ste 1304, Honolulu, HI 96814-4523 • United States
Aiea, HI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/1999 | 12/2019 |
| Bank Of America, N.A. | Honolulu | HI | 06/2011 | 12/2019 |
| Ameriprise Financial Services Inc | Honolulu | HI | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Fiduciary Activities; Trustee.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-10 |
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