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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-01 |
| PA | RA | APPROVED | 2014-04-30 |
Branch Locations
1605 Carmody Court Suite 200, Sewickley, PA 15143 • United States
Wexford, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sewickley | PA | 04/2014 | Present |
(1) NAME OF ENTITY: LITTLE BIG HORN ASSOCIATES; ADDRESS: 437 PENN VIEW DRIVE MILLERSVILLE, PA 17551; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: HISTORICAL ASSOCIATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 11/2019; DUTIES: DECISIONS ON CONFERENCE SITE AND HEAD OF CONFERENCES; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-18 |
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