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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2006-06-01 |
| TX | RA | APPROVED | 2006-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lasalle | IL | 05/1986 | Present |
1. 11/6/2008 - OTHER-BUSINESS ENTITY FOR ACCOUNTING PURPOSES - INVESTMENT PLANNING, INC. - CANNOT BE HELD OUT TO PUBLIC OR APPROVED FOR ADVERTISING - HOLDING CORPORATION FOR ACCOUNTING PURPOSES. - LA SALLE, IL. 2. 11/14/2012 - REAL ESTATE RENTAL - INVESTMENT PLANNING INC. - REAL ESTATE HOLDINGS. - COMMERCIAL RENTAL>>> OFFICE SPACE>>> WARHOUSE/STORAGE. - TIME SPENT 5% - LASALLE, IL 3. 08/20/2019 - Witek Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 0 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-19 |
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