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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-01 |
| KY | RA | APPROVED | 2023-09-01 |
Branch Locations
601 2Nd Street Suite 101, La Salle, IL 61301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American General Securities Incorporated | Lasalle | IL | 10/2002 | Present |
| Aig American General Life Insurance Company | Lasalle | IL | 10/2002 | Present |
| Aig Financial Advisors, Inc. | La Salle | IL | 10/2008 | Present |
| Osaic Wealth, Inc. | La Salle | IL | 09/2023 | Present |
1) HUENEBURG FINANCIAL GROUP, INDEPENDENT INSURANCE SALES, COMMENCED 09/1998, SOLE PROPRIETORSHIP, INVESTMENT-RELATED, 80 HOURS/MONTH TIME SPENT, 0% OWNERSHIP, AGENT/REPRESENTATIVE 2) HUENEBURG FINANCIAL GROUP LLC POSITION: Partner NATURE: Alec K Hueneburg and I formed an LLC at the retirement of our partner, Alex K Hueneburg. The name was approved by the State of Illinois and the County of La Salle this month. INVESTMENT RELATED: Yes NUMBER OF HOURS: 225 SECURITIES TRADING HOURS: 225 START DATE: 01/03/2002 ADDRESS: 601 Second St, Ste 101, La Salle IL 61301, United States DESCRIPTION: Partner of Hueneburg Financial Group, a securities and insurance firm; sales and service of existing book of business and new clients, Notarize documents for clients as needed. 3) HORIZON HOUSE FINANCE COMMITTEE POSITION: Finance Committee Member NATURE: 510(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 2000 Plank Rd, Peru IL 61354, United States DESCRIPTION: Review monthly finance reports and annual budget; make recommendations to the Board of Directors regarding expenditures over $5,000 4) HORIZON HOUSE FOUNDATION BOARD POSITION: Foundation Board Member NATURE: 501c(3) - serving developmentally disabled adults INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 2000 Plank Rd, Peru IL 61354, United States DESCRIPTION: Review quarterly financial reports; vote on grants to disabled individuals requesting assistance; approve expenditures over $5,000
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-22 |
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