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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-27 |
| TX | RA | APPROVED | 2024-05-13 |
| IL | RA | APPROVED | 2023-09-01 |
| IN | RA | APPROVED | 2023-09-01 |
| MO | RA | APPROVED | 2023-09-01 |
| OH | RA | APPROVED | 2023-09-01 |
| OK | RA | APPROVED | 2023-09-01 |
Branch Locations
210 S. 5Th Street Suite 102, St. Charles, IL 60174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc. | St. Charles | IL | 10/2008 | Present |
| Sagepoint Financial, Inc. | St. Charles | IL | 10/2008 | Present |
| Osaic Wealth, Inc. | La Salle | IL | 09/2023 | Present |
1. BBRANCH100 OF WESTERN CATHOLIC UNION POSITION: President - NATURE: Non-Profit - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2010 ADDRESS: 210 s 5th st, ste102, st charles IL 60174, United States DESCRIPTION: support activities of branch 2. MID AMERICA FINANCIAL GROUP POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/2006 ADDRESS: 210 s. 5th st., ste102, st. charles IL 60174, United States DESCRIPTION: managing general agency mostly supervision, limited personal production 3. DARRELL MALANO POSITION: Other - distributor in which we sell fixed insurance products as part of their group NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 11/01/2008 ADDRESS: 210 s 5th st, ste102, st charles IL 60174, United States DESCRIPTION: I'm promoting the products of insurance and annuity carriers offered by The Marketing Alliance (TMA) to my group.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-07-28 |
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