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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-01 |
| KY | RA | APPROVED | 2023-09-01 |
Branch Locations
601 2Nd Street Suite 101, La Salle, IL 61301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aig American General Life Insurance Company | Lasalle | IL | 10/2002 | Present |
| Sagepoint Financial, Inc. | Phoenix | AZ | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | La Salle | IL | 09/2023 | Present |
1)HUENEBURG FINANCIAL GROUP, INDEPENDENT INSURANCE SALES, COMMENCED 2/1996, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 50% TIME SPENT, 0% OWNERSHIP, AGENT / REP 2) JONESVILLE PIETY HILL FIRE DISTRICT POSITION: trustee NATURE: This is not a business. It is a committee of local representatives that help to maintain the relationship with our rural homeowners and the Oglesby Fire Department. We have to renew a contract with the city of Oglesby for fire and ambulance once every 5 years. Based on your address you are appointed to this committee to help with anything that Oglesby may need from us. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2016 ADDRESS: 600 East State Route 71, oglesby IL 61348, United States DESCRIPTION: Review contract every 5 years and help represent the rural homeowners in any other dealings with the Oglesby Fire Department and ambulance. 3) HUENEBURG FINANCIAL GROUP,LLC POSITION: Co-Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/25/2018 ADDRESS: 601 Second St., Suite 101,LaSalle,IL.,61301, LaSalle IL 61301, United States DESCRIPTION: Sale of Life,health,ltc,di insurance. 4) OGLESBY BOYS BASEBALL POSITION: board member/ T Ball coordinator NATURE: Youth baseball league INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2018 ADDRESS: P.O Box 135, Oglesby IL 61348, United States DESCRIPTION: Help coordinate TBall league, work concessions,help coach tball,instructional, and little league. 5) HUENEBURG FINANCIAL GROUP POSITION: partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/27/2022 ADDRESS: 601 2nd Street, LaSalle IL 61301, United States DESCRIPTION: Notary Stamp 6) PERFECTLY FLAWED FOUNDATION POSITION: board member NATURE: non profit 501(c) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2019 ADDRESS: 240 First St, LaSalle IL 61301, United States DESCRIPTION: Help to prepare and present the financial records for meetings and ongoing management. 7) ALEC HUENEBURG POSITION: notary NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2022 ADDRESS: 601 2nd Street, LaSalle IL 61301, United States DESCRIPTION: Notarize documents as needed. 8) ILLINOIS VALLEY BOYS BASEBALL POSITION: board member/ T Ball coordinator NATURE: Youth baseball league INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2018 ADDRESS: P.O Box 135, Oglesby IL 61348, United States DESCRIPTION: Help coordinate TBall league, work concessions,help coach tball,instructional, and little league.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-04 |
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