Alec Karl Hueneburg

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Aig American General Life Insurance Company
  Lasalle, IL
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  La Salle, IL

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  La Salle, IL
• 2001-09-14 → 2008-10-31
  American General Securities Incorporated
  La Salle, IL
  La Salle, IL
  Houston, TX

Other Businesses

1)HUENEBURG FINANCIAL GROUP, INDEPENDENT INSURANCE SALES, COMMENCED 2/1996, SOLE PROPRIETORSHIP, INVESTMENT RELATED, 50% TIME SPENT, 0% OWNERSHIP, AGENT / REP 2) JONESVILLE PIETY HILL FIRE DISTRICT POSITION: trustee NATURE: This is not a business. It is a committee of local representatives that help to maintain the relationship with our rural homeowners and the Oglesby Fire Department. We have to renew a contract with the city of Oglesby for fire and ambulance once every 5 years. Based on your address you are appointed to this committee to help with anything that Oglesby may need from us. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2016 ADDRESS: 600 East State Route 71, oglesby IL 61348, United States DESCRIPTION: Review contract every 5 years and help represent the rural homeowners in any other dealings with the Oglesby Fire Department and ambulance. 3) HUENEBURG FINANCIAL GROUP,LLC POSITION: Co-Owner NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/25/2018 ADDRESS: 601 Second St., Suite 101,LaSalle,IL.,61301, LaSalle IL 61301, United States DESCRIPTION: Sale of Life,health,ltc,di insurance. 4) OGLESBY BOYS BASEBALL POSITION: board member/ T Ball coordinator NATURE: Youth baseball league INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2018 ADDRESS: P.O Box 135, Oglesby IL 61348, United States DESCRIPTION: Help coordinate TBall league, work concessions,help coach tball,instructional, and little league. 5) HUENEBURG FINANCIAL GROUP POSITION: partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/27/2022 ADDRESS: 601 2nd Street, LaSalle IL 61301, United States DESCRIPTION: Notary Stamp 6) PERFECTLY FLAWED FOUNDATION POSITION: board member NATURE: non profit 501(c) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2019 ADDRESS: 240 First St, LaSalle IL 61301, United States DESCRIPTION: Help to prepare and present the financial records for meetings and ongoing management. 7) ALEC HUENEBURG POSITION: notary NATURE: sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/09/2022 ADDRESS: 601 2nd Street, LaSalle IL 61301, United States DESCRIPTION: Notarize documents as needed. 8) ILLINOIS VALLEY BOYS BASEBALL POSITION: board member/ T Ball coordinator NATURE: Youth baseball league INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/02/2018 ADDRESS: P.O Box 135, Oglesby IL 61348, United States DESCRIPTION: Help coordinate TBall league, work concessions,help coach tball,instructional, and little league.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-24
• S63 Uniform Securities Agent State Law Examination
  1996-09-04