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Neal Schulte

Waverly Advisors, LLC

Cincinnati, OH

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-23
  • OH RA
    APPROVED
    Since 2025-09-23

Branch Locations

4755 Cornell Rd, Cincinnati, OH 45241 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schulte, Uhrig, Cpa'S Cincinnati OH 10/1982 09/2025
Invest Financial Corporation Cincinnati OH 08/2005 02/2018
Brass Tax Wealth Management, Inc. Blue Ash OH 11/2016 12/2025
Lpl Financial Llc Blue Ash OH 02/2018 09/2025
Waverly Advisors, Llc Cincinnati OH 09/2025 Present
  • 10/1982 → 09/2025
    Schulte, Uhrig, Cpa'S
    Cincinnati, OH
  • 08/2005 → 02/2018
    Invest Financial Corporation
    Cincinnati, OH
  • 11/2016 → 12/2025
    Brass Tax Wealth Management, Inc.
    Blue Ash, OH
  • 02/2018 → 09/2025
    Lpl Financial Llc
    Blue Ash, OH
  • 09/2025 → Present
    Waverly Advisors, Llc
    Cincinnati, OH
Previous Registrations
  • 2016-11-04 → 2025-10-28
    Brass Tax Wealth Management
    Cincinnati, OH
  • 2018-02-14 → 2020-10-06
    Lpl Financial Llc
    Blue Ash, OH
    Blue Ash, OH
  • 2005-08-05 → 2018-02-20
    Invest Financial Corporation
    Covington, KY
    Cincinnati, OH
    Hamilton, OH
    Cincinnati, OH
    Cincinnati, OH
    Mooresville, IN
    Zionsville, IN
    Appleton, WI
  • 2001-07-12 → 2005-08-16
    Mutual Service Corporation
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-18
  • S66 Uniform Combined State Law Examination
    2001-01-18
Designations

View on SEC IAPD

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OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
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