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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-01 |
| CO | RA | APPROVED | 2008-01-01 |
Branch Locations
1700 Lincoln St 10Th & 11Th Fls, Denver, CO 80203 • United States
Englewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Denver | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Denver | CO | 11/2016 | Present |
TTEE FOR FATHER'S TRUST; INV RELATED; START 11/22/2005; 1 HOUR PER MONTH, 1 HOUR DURING TRADING. TTEE FOR DAUGHTER'S TRUST; INV RELATED; START 1/25/2007; 0 HOURS PER MONTH, 0 DURING TRADING. TRUSTEE FOR DAUGHTER'S TRUST; INV RELATED; ENGLEWOOOD, CO; START: 5/11/17; 4 HRS/MO; 1 DURING TRADING. TRUSTEE FOR SON'S TRUST; INV RELATED; ENGLEWOOOD, CO; START: 5/11/17; 4 HRS/MO; 1 DURING TRADING. KNOLLWOOD LLC, INV RELATED, ST. LOUIS, MO, 16.66% OWNERSHIP, START 12/31/2012, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, FAMILY LLC FOR ESTATE PLANNING.; TRUSTEE FOR DAUGHTER'S TRUST, INV RELATED, START: 12/30/2022, 2 HOURS A MONTH, 2 HOURS DURING TRADING.; TRUSTEE FOR SON'S TRUST, INV RELATED, START: 12/30/2022, 2 HOURS A MONTH, 2 HOURS DURING TRADING.; TRUSTEE FOR SON'S TRUST, INV RELATED, START: 12/30/2022, 2 HOURS A MONTH, 2 HOURS DURING TRADING.; TRUSTEE FOR DAUGHTER'S TRUST, INV RELATED, START: 12/30/2022, 2 HOURS A MONTH, 2 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-01-25 |
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