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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-04-22
WV RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-04-22
  • WV RA
    APPROVED
    Since 2009-01-02

Branch Locations

500 Virginia St E Suite 910, Charleston, WV 25301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Charleston WV 07/2002 Present
Raymond James Financial Services Advisors, Inc Charleston WV 01/2009 Present
Colby Corporation Charleston WV 06/1986 07/2017
Access Systems Charleston WV 08/2001 Present
Jones Monk And Ranson Llc Charleston WV 07/2002 Present
  • 07/2002 → Present
    Raymond James Financial Services, Inc.
    Charleston, WV
  • 01/2009 → Present
    Charleston, WV
  • 06/1986 → 07/2017
    Colby Corporation
    Charleston, WV
  • 08/2001 → Present
    Access Systems
    Charleston, WV
  • 07/2002 → Present
    Jones Monk And Ranson Llc
    Charleston, WV
Previous Registrations
Other Businesses

(1)Name of Business: Access Systems Address: 4108 MacCorkle Ave, SE, Charleston, WV, 25304, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - Treasurer, Officer - Secretary Investment Related: No Start Date: 08/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Reveiws Financials or assist my wife with any topics she asks of me. (2)Name of Business: Jones Monk and Ranson LLC Address: 500 Virginia Street E, Suite 910, Charleston, WV, 25301, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/25/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-08
  • S63 Uniform Securities Agent State Law Examination
    1993-10-08

View on SEC IAPD

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