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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-02-28 |
Branch Locations
433 South Main Street Suite 325, West Hartford, CT 06110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Hartford | CT | 04/2007 | 02/2018 |
| Morgan Stanley Smith Barney | Hartford | CT | 06/2009 | 02/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2018 |
| Raymond James & Associates | West Hartford | CT | 02/2018 | Present |
1.BOARD MEMBER WITH THE ATHRITIS FOUNDATION.TO SERVE AS AN OWNER WITH ADVANCE FUNDING INC, FOR THE PUPOSE OF PRIVATE REAL ESTATE INVESTMENTS. 2.Avon CT High School Girls Varsity Basketball; Investment related - No; Cameron Park, California; Independent Contractor; Timekeeper (proprietor, partner, officer, director, employee, trustee, agent); 12/2017; During business hours: 0; After business hours: 10; Timekeeper for Avon CT High School Girls Varsity Basketball
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1983-08-09 |
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