Alan Hafferkamp

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Woodstock, IL
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  Woodstock, IL
• 02/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Woodstock, IL

Previous Registrations

• 2008-01-01 → 2022-02-10
  Wells Fargo Clearing Services, Llc
  Woodstock, IL
• 2001-02-01 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Woodstock, IL
  St. Louis, MO
  Woodstock, IL

Other Businesses

TRUSTEE FOR PARENTS, INV RELATED, WOODSTOCK, IL, START: 2/1/2020, 2 HRS/MONTH, 0 HRS DURING TRADING. HAFFERKAMP FAMILY FARM; NOT INV. RELATED; SHARON,WI; 100% OWNERSHIP; START DATE 05/12/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SELLING CROPS ON FARM.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-08-04

Other Names

• Alan Roy Hafferkamp