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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-23 |
| TX | RA | APPROVED_RES | 2022-02-11 |
Branch Locations
2424 Lake Shore Dr Ste A, Woodstock, IL 60098-6911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodstock | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodstock | IL | 11/2016 | 02/2022 |
| Wells Fargo Advisors Financial Network, Llc | Woodstock | IL | 02/2022 | Present |
TRUSTEE FOR PARENTS, INV RELATED, WOODSTOCK, IL, START: 2/1/2020, 2 HRS/MONTH, 0 HRS DURING TRADING. HAFFERKAMP FAMILY FARM; NOT INV. RELATED; SHARON,WI; 100% OWNERSHIP; START DATE 05/12/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SELLING CROPS ON FARM.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-04 |
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