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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-07 |
| IL | RA | APPROVED | 2017-04-24 |
Branch Locations
2525 Harding Ln Ste C, Woodstock, IL 60098-6921 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woodstock | IL | 11/2012 | Present |
1. 11/08/2012: Fraser Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - INV REL - At Reported Business Location(s) 2. 04/11/2013: PDL Advisors Inc - Business Entity For Tax/Investment Purposes Only - INV REL - At Reported Business Location(s) 3. 07/28/2016: St. Mary Catholic School - Coach/Sports - NOT INV REL - 312 Lincoln Ave Woodstock IL 60098 - Start 07/10/2016 - Serve as Athletic Director for my son's school - 20 Hr/Mo; 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-02 |
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