Timothy Michael Fraser

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-06-18
IL	RA	APPROVED	2010-01-20

TX RA
APPROVED_RES

Since 2014-06-18
IL RA
APPROVED

Since 2010-01-20

Branch Locations

2525 Harding Ln Ste C, Woodstock, IL 60098-6921 • United States

Crystal Lake, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Woodstock	IL	09/2009	Present

09/2009 → Present

Lpl Financial

Woodstock, IL

Other Businesses

1. 09/25/09- FRASER WEALTH MANAGEMENT/ DBA ONLY/ WOODSTOCK, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-19
S63	Uniform Securities Agent State Law Examination	2004-10-29

S65 Uniform Investment Adviser Law Examination

2010-01-19
S63 Uniform Securities Agent State Law Examination

2004-10-29

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

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