Derek Roy Hartmann

Current Employers

Employment History

• 08/2016 → 01/2017
  Roosevelt University
  Chicago, IL
• 03/2017 → 05/2017
  Mundelein High School
  Mundelein, IL
• 06/2017 → 08/2017
  None
  None, IL
• 08/2017 → 12/2017
  Grant High School
  Fox Lake, IL
• 01/2018 → 03/2019
  Lake Park High School
  Roselle, IL
• 08/2018 → 05/2019
  Wauconda High School
  Wauconda, IL
• 05/2019 → Present
  Lpl Financial
  Woodstock, IL

Previous Registrations

• 2015-11-23 → 2017-02-22
  Ehlert Financial Group, Inc.
  Lincolnshire, IL

Other Businesses

1)06/2019 - DBA for LPL Business (entity for LPL business) - FRASER WEALTH MANAGEMENT INC - 100% - INVESTMENT RELATED - WOODSTOCK, IL 60098 2) 10/27/2022 - Bunker Hill Farms - Not Investment Related - 2001 Brookdale Road, Woodstock, IL 60098 - Outside/W-2 Employment - Start Date: 10/07/2022 - 8 Hours Per Month/8 Hours During Securities Trading - I will be occasionally caddying at a private golf club. 3) 01/12/2023 - L & L Restoration 1 of Cary - Not Investment Related - 150 S Virginia Rd Unit 3, Crystal Lake, IL 60014 - Outside/W-2 Employment - Restoration work - Start Date - 01/09/2023 - 24 Hours Per Month/18 Hours During Securities Trading 4) 08/21/2023 - Real Estate Rental - Investment Related - At Reportable Business Location - Real Estate Rental - Start Date 08/01/2023 - 1 Hours Per Month 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2019-07-26
• S65 Uniform Investment Adviser Law Examination
  2015-11-23
• S63 Uniform Securities Agent State Law Examination
  2006-06-28