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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-01-06 |
Branch Locations
1200 Prospect Street, Suite 300, La Jolla, CA 92037 • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | La Jolla | CA | 01/2009 | Present |
1) FRINGE BENEFIT GROUP; INVESTMENT-RELATED; AUSTIN TEXAS; CORPORATION; FINANCIAL ADVISOR; 6/2023; NO HOURS DEVOTED TO THIS ACTIVITY; DUTIES: FINANCIAL ADVISOR FOR 401K RETIREMENT PLANS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-09-05 |
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