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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-10-10 |
| TX | RA | APPROVED | 2019-10-10 |
Branch Locations
7700 Irvine Center Dr Ste 520, Irvine, CA 92618 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mission Viejo | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mission Viejo | CA | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Irvine | CA | 10/2019 | Present |
NOTARY PUBLIC, NOT INVT RELATED, IRVINE, CA, NOTARY, START DATE 7/13/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NOTARIZE DOCUMENTS. PELORUS CAPITAL MANAGEMENT LLC ; INV RELATED;IRVINE,CA; INVESTMENT MANAGEMENT; CLIENT RELATIONSHIP MANAGER; START DATE: 06/15/2026; 200 HRS PER MONTH; 200 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-05-28 |
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