David Scott Coles

Current Employers

Employment History

• 06/1983 → Present
  Colwin Financial Insurance Services, Inc
  Lake Forest, CA
• 01/2002 → 03/2025
  Wealth Management & Business Concepts
  Lake Forest, CA
• 07/2015 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 08/2024 → 03/2025
  Osaic Wealth, Inc.
  Irvine, CA
• 12/2024 → Present
  Farther Finance Advisors
  Irvine, CA

Previous Registrations

• 2015-02-27 → 2025-03-22
  Wmbc
  Irvine, CA
• 2003-01-24 → 2014-12-31
  Wmbc
  Irvine, CA
  Lake Forest, CA

Other Businesses

1)COLWIN FINANCIAL INSURANCE SERVICES;INVESTMENT RELATED;23201 LAKE CENTER DRIVE,#214,LAKE FOREST,CA 92630;SELLING FIXED INSURANCE PRODUCTS & RECEIVE RIA FEES;OWNER/PRESIDENT;6/1/1983;160 HRS/MONTH;6.5 HRS DURING TRADING;FIND CLIENTS & SERVICE CLIENTS,PROVIDE RECOMMENDATION OF INVESTMENTS AND INSURANCE 2)SCOTT COLES;NOT INVESTMENT RELATED;23201 LAKE CENTER DR,STE 214,LAKE FOREST,CA;BUSINESS MANAGEMENT;BUSINESS MANAGER FOR ACTOR/DIRECTOR;1/5/1999;5-8 HRS/MONTH;1-2 HRS DURING TRADING;REVIEW OF CONTRACTS,MONITOR PENSIONS & UNION RELATIONS,PAY BILLS,COORDINATE WITH ATTORNEYS,ACCOUNTANTS,& OTHER PROFESSIONALS 3)Bank of Internet;investment related;4350 La Jolla Village Dr,Suite 140,San Diego,CA 92122;banking products;advisor;2011;3-4 hrs/month;15 minutes during trading;advise clients on money market accounts and aid in the set-up and funding of these accounts(qualified & non-qualified) related to money management activity for these clients 4)Human Wealth;Investment related: no; 2 Venture, Ste 380, Irvine, CA 92618; Nature or Structure of Business: S Corporation; Position: Founder Owner; Start date: 6/2020; hours per month: 50; securities trading hours 50; Duties: Human Wealth is a 4 step financial planning process aligning clients wellbeing to their financial resources and goals

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-04-02

Designations

Other Names

• Scott Coles