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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-04-19
TN RA APPROVED 2012-04-04
  • TX RA
    APPROVED_RES
    Since 2012-04-19
  • TN RA
    APPROVED
    Since 2012-04-04

Branch Locations

1100 Ridgeway Loop Road Suite 500, Memphis, TN 38120 • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Memphis TN 04/2012 Present
Resolute Capital Iv Memphis NE 05/2017 Present
  • 04/2012 → Present
    Raymond James & Associates
    Memphis, TN
  • 05/2017 → Present
    Resolute Capital Iv
    Memphis, NE
Previous Registrations
  • 1985-09-18 → 2013-03-14
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1) CHALLEN PARTNERS,LTD, POSITION: OWNER/ PROPRIETOR/ PARTNER, NATURE: FUND OF FUNDS, LIMITED PARTNERSHIP, NUMBER OF HOURS: 0, INVESTMENT RELATED HOURS: 0 START DATE: 7/01/13, ADDRESS: JACKSONVILLE, FL, PASSIVE INVESTOR. (2) TENTH STREET, ADDRESS: MEMPHIS, TN, NATURE OF BUSINESS: LP INVESTING IN THE MEZZ FINANCING, START DATE: 3/16/12, JUST AN INVESTOR. (3) Krausnick Farm LLC Address: 2875 Arawata Lane, Memphis, TN, 38111, United States Activity Type: Agriculture/Farming Position/Title: Investment Related: No Start Date: 05/15/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (4) MTN1 Family Partners - Address: Memphis, TN - Position/Title: Partner Investment Related: Yes - Start Date: 8/01/08 Hours per month devoted to this business: 5 Hours per month devoted to this business during trading hours: 1 Description of duties: I am an investor in a restaurant (Newk's). (5) Pointer Address: Memphis, TN Nature of the Business: Personal/Private Investment Start Date: 03/31/2008, Hrs per month devoted to this business: 0 Description of duties: passive LP. (6) Petfirst Address: Memphis, TN Nature of the Business: Personal/Private Investment Start Date: 7/16/2007, Hrs per month devoted to this business: 0 Description of duties: Own stock in private company.....passive (7) Spineology, Inc. Address: Memphis, TN Nature of the Business: Personal/Private Investment Start Date: 7/05/2005 Hrs per month devoted to this business: 0 Description of duties: equity investor in private company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-26
  • S63 Uniform Securities Agent State Law Examination
    1983-08-26

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